Volume 122, Issue 4, Supplement 2 , Pages S1-S6, April 2009
Introduction
Article Outline
- Overview
- Preventing Stroke: The Significance of Risk Factor Reduction
- Risk of Recurrent Stroke
- Programmed Strategies for Stroke Prevention
- Challenges and Strategies for Effecting Patient Behavior Change
- Summary
- Author Disclosures
- References
- Copyright
Stroke is a disease that can result in profound disability. Moreover, individuals with a history of stroke are at increased risk for recurrent stroke. Improvements in stroke survival rates and the aging demographic of the US population highlight the need for effective and timely treatment strategies aimed at reducing risk of any stroke. Primary care physicians typically see patients before they have a first stroke and thus are uniquely situated to assess stroke risk and initiate the best preventive strategies. For patients with a history of stroke, primary care physicians are often in the position of coordinating multifaceted and comprehensive care. This supplement to The American Journal of Medicine focuses on strategies for reducing secondary stroke risk in primary care practice.
In this introductory article, we provide an overview of stroke prevention from the perspective of primary care clinicians. The second article, by Dr. Mitchell S. V. Elkind, reviews the epidemiology of secondary stroke and its associated risk factors. In the third article, Dr. Dara G. Jamieson, includes a detailed discussion of diagnostic tools useful for evaluating patients with stroke. Finally, Dr. Helmi L. Lutsep, discusses treatment strategies useful for reducing risk for secondary stroke.
Overview
In the United States, stroke occurs in 780,000 people annually; for 600,000, it is the first event in the disease history.1 The large majority of strokes (87%) are ischemic in nature; the remainder are hemorrhagic events.1 Stroke survivors are at greatly increased risk for a recurrent stroke. Studies show that within the first 12 months after an initial stroke, between 8% and 12% of survivors are estimated to experience a second stroke2, 3; within 5 years this rate rises to 16.6%.2 The risk increases with age; in one analysis, 22% of individuals ≥65 years (n = 546) experienced a second stroke during 3.2 years of follow-up.2, 4
A trend toward increased stroke survival rates has been observed in recent years. Between 1994 and 2004, the stroke death rate decreased by 6.8%.1 Such decreases are in part related to improvements in stroke treatment. Financial costs are significant: estimated direct and indirect costs of all strokes were US$65.5 billion in 2008.1
Shifts in stroke survival rates and the aging demographic of the US population make the issue of secondary stroke prevention even more vital than it was just 10 years ago. Such statistics highlight the need for effective and timely treatment strategies aimed at reducing risk of stroke. Primary care physicians typically see patients before they have a first stroke, and thus are uniquely situated to assess stroke risk and initiate the best preventive strategies. For patients with a history of stroke, primary care physicians are in an ideal position to coordinate multifaceted and comprehensive care, beyond that typically achievable under the care of a single specialist.5 In addition, there are not nearly enough neurologists to provide this care, a situation that will worsen as the population ages.
Preventing Stroke: The Significance of Risk Factor Reduction
Recent guidelines for prevention of primary ischemic stroke provide a roadmap for assessing level of stroke risk in individual patients.6 Estimating this level of risk helps in selecting treatments and formulating an overarching individualized strategy for risk reduction.6 Those patients with the highest stroke risk are often those who present with nonmodifiable risk factors, such as increased age, male sex, family history of stroke, and Hispanic or African American ethnicity.6 The presence of such risks signals the need for rigorous treatment of modifiable risk factors, such as hypertension, dyslipidemia, diabetes mellitus, and certain lifestyle variables, such as frequent, heavy alcohol consumption, smoking, and physical inactivity.6 Modification of these risks is integral to primary and secondary stroke prevention.
Hypertension
A clear, direct relation between blood pressure and stroke risk has been described in a number of important prospective investigations.7, 8, 9 Analysis from the Systolic Hypertension in the Elderly Program (SHEP) showed that in elderly persons with isolated systolic hypertension, but no history of stroke, risk of stroke or transient ischemic attack (TIA) was significantly elevated.7 Similarly, in a United Kingdom Prospective Diabetes Study (UKPDS-36) report, in patients with type 2 diabetes, higher systolic blood pressure levels were directly related to increased stroke incidence.9 Moreover, both the SHEP and UKPDS trials showed that blood pressure reduction was associated with significant decreases in stroke risk. In the UKPDS trial, tight blood pressure control (defined as pressures <150/<85 mm Hg) was linked to a 44% decrease in stroke risk for every 10-mm Hg decrement in systolic blood pressure.9 Based on these and other findings, the Seventh Report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure (JNC-7)10 continues to define target blood pressure as <140/<80 mm Hg, but redefined optimal systolic blood pressure as <120 mm Hg (down from <130 mm Hg in JNC-6)11; moreover, blood pressure of 120 to 139/80 to 89 mm Hg is now considered “prehypertension,” warranting interventions aimed at lifestyle modification.10 In addition to lowering the threshold for “optimal” blood pressure, the JNC-7 guidelines encouraged more aggressive treatment to reach targets. Although diuretics are still recommended as first-line therapy, other medications should be considered early in treatment if target blood pressure levels are not achieved with a single agent.10
Serum Lipid Concentrations
A positive relation between serum lipid concentrations and risk of stroke has been described in recent analyses and randomized trials.12, 13, 14, 15 Although one study from the United Kingdom failed to detect a relation between serum total cholesterol concentration and stroke risk,12 analysis from the Asia Pacific Studies Cohort Collaboration revealed a positive relation between serum lipid levels and ischemic stroke rate. A 25% increase in ischemic stroke rate was identified for every 1-mmol/L increase in total cholesterol concentration.13 Similarly, a prospective cohort study of 24,343 women in the United States showed that the risk for fatal ischemic stroke among those <55 years of age increased by 23% with every 1-mmol/L increase in serum total cholesterol.16 Moreover, lowering cholesterol with 3-hydroxy-3-methylglutaryl coenzyme A reductase inhibitors (statin) decreases the risk of both incident and recurrent stroke.15, 17
Current guidelines on primary ischemic stroke prevention state that an aggressive cholesterol-lowering regimen, including lifestyle modification and a statin, should be implemented for patients with known coronary artery disease and for high-risk patients with hypertension, including those with normal low-density lipoprotein (LDL) cholesterol concentrations.6 The National Cholesterol Education Program (NCEP) Adult Treatment Panel III (ATP III) provides comprehensive guidelines on lowering serum cholesterol for stroke prevention.18 In high-risk patients, such as those with coronary artery disease or diabetes, the recommended target LDL cholesterol level is <100 mg/dL (1 mg/dL = 0.02586 mmol/L).
Diabetes
Individuals with diabetes are at greatly increased risk for stroke, compared with nondiabetic persons.19, 20 In the Nurses' Health Study, the adjusted relative risk of any type of stroke was 4.7-fold greater in those with comorbid type 1 diabetes and 1.8-fold greater in those with type 2 diabetes, compared with no diabetes.20 Similarly, another analysis showed that over 5 years of follow-up, patients with newly diagnosed type 2 diabetes were 2 times more likely to experience a stroke than were patients without diabetes.19
Because of the additional risk of cardiovascular and cerebrovascular disease imposed by diabetes, more stringent control of hypertension and dyslipidemia are recommended for patients with diabetes. Until quite recently, tight glucose control was also thought to be essential. This belief was based on the results of the Diabetes Control and Complications Trial (DCCT), which demonstrated that over a 10-year follow-up period intensive diabetes therapy in patients with type 1 diabetes resulted in a 57% decrease in cardiovascular events, including nonfatal stroke, compared with conventional therapy.21 In contrast, in the Action in Diabetes and Vascular Disease: Preterax and Diamicron Modified Release Controlled Evaluation (ADVANCE) and Action to Control Cardiovascular Risk in Diabetes (ACCORD) trials, tighter glucose control in patients with type 2 diabetes was not associated with reduction in macrovascular events, including stroke.22, 23
Lifestyle Risk Factors
A variety of lifestyle behaviors are clearly linked to increased risk for stroke. Cigarette smoking,24, 25 excessive alcohol consumption,26, 27 physical inactivity,28, 29 and a diet low in fruits, vegetables, and whole grains30, 31, 32, 33 are all associated with increased stroke risk. Data from the Framingham Heart Study cohort revealed that smokers were roughly 2 times more likely than nonsmokers to experience a stroke.24 In men, heavy regular alcohol consumption (defined as ≥3 drinks on 3 to 4 days per week) is associated with a 47% increased risk for ischemic stroke.26, 27 Those who drink lightly, those who drink red wine, and women are at comparatively lower risk.26, 27 Obesity (body mass index >30 in men)34 and physical inactivity28, 29, 35 have also been linked to an elevated risk for stroke. One meta-analysis indicates that regular moderate exercise decreases stroke risk by 27%.35 Although no study has shown that losing weight decreases risk for stroke, obesity contributes to other stroke risk factors, such as hypertension, elevated fasting blood glucose levels, and serum lipids, and consequently, should be a priority for stroke risk reduction. Finally, diet has recently been examined as a contributing factor to stroke risk.30, 31, 32, 33 Diets high in fruits, vegetables, and whole grains have been linked to lower stroke risk, even when controlling for possible confounding factors.30, 31 This literature underscores the importance of lifestyle factors in stroke risk (and therefore prevention) and challenges physicians to implement strategies for lifestyle improvement.
Aspirin for Stroke Prevention
The role of aspirin therapy for primary stroke prevention in the general patient population with no apparent history of cardiovascular disease is unclear. Although a recent meta-analysis of several large, prospective trials indicates primary cardiovascular event protection, it did not reveal a significant primary stroke preventive benefit of aspirin.36 Aspirin therapy, however, is recommended for individuals whose 10-year stroke risk is 6% to 10%; for these patients, the potential benefits of aspirin or other types of platelet antiaggregant therapy may outweigh potential risks and complications, most often gastrointestinal bleeding.6
Relatively few women were enrolled in the primary prevention trials with the exception of the Women's Health Study, which randomized 39,876 healthy women (≥45 years of age) with no history of stroke to low-dose aspirin therapy (100 mg on alternate days) or placebo.37 This study showed a 17% reduction in the overall risk for any type of stroke over a 10-year follow-up period. Subgroup analyses also showed that women with a history of other known stroke risks, such as hypertension, hyperlipidemia, and diabetes, as well as those with an estimated 10-year coronary heart disease risk of ≥10%, experienced significant primary stroke prevention benefits (based on relative risk versus placebo; all P ≤0.04) when given low-dose aspirin therapy. For these women, reductions in the occurrence of a first stroke during follow-up ranged from 24% to 54%.37
Based on these findings, low-dose aspirin therapy may be useful for primary stroke prevention in women with a high stroke risk, for whom there is evidence of the potential benefits outweighing the risks.6 It may also be useful in other specific patient populations, such as those with atrial fibrillation, asymptomatic carotid stenosis, and noncerebrovascular atherosclerosis.6 During the next several years, primary prevention trials should provide more definitive data regarding the use of aspirin therapy for primary prevention of stroke.38, 39
Risk of Recurrent Stroke
Because risk factors for secondary stroke are largely the same as those for primary stroke,40 secondary prevention targets the same well-recognized stroke risk factors. More than 17% of patients who have had a TIA or minor stroke will have another stroke event within 3 months, indicating the importance of early and aggressive intervention for secondary stroke prevention.41 A number of investigations have shown that targeting blood pressure, serum lipid levels, and diabetes control can help prevent secondary stroke.40 Platelet antiaggregant therapy, including aspirin, is appropriate for secondary stroke prevention. Management of these risk factors is discussed at length by Elkind elsewhere in this supplement.42
Programmed Strategies for Stroke Prevention
To address the need for early secondary interventions, the Stroke PROTECT (Preventing Recurrence of Thromboembolic Events Through Coordinated Treatment) Program was developed as an inhospital program composed of 8 medical and behavioral interventions (Table 1) aimed at secondary stroke prevention, to be initiated prior to hospital discharge after TIA or ischemic stroke.43, 44 Initial efficacy analyses are promising; at the time of hospital discharge from participating institutions, utilization of medical therapies was high (83% to 100% for those with no contraindications),43 and 100% of patients had received instruction and counseling for each of the behavioral targets.44 At 90 days postdischarge, adherence to medication therapy remained high (64% to 100% overall and 80% to 100% in patients with no contraindications), as did adherence to behavioral modifications (i.e., exercise, diet modifications, and tobacco cessation; range 70% to 97%).43 All smokers who quit during inpatient treatment remained smoke-free at follow-up, and 83% met the LDL cholesterol target of <100 mg/dL.43 Importantly, the 90-day rate of recurrent stroke or TIA (12.3%) was lower than in other investigations (18.5%).41
Table 1. Preventing recurrence of thromboembolic events through coordinated treatment (PROTECT) program interventions for secondary stroke prevention
| Medical⁎ |
| Behavioral |
⁎For patients with no specific contraindications. |
Although PROTECT has shown that systems-based strategies are successful in the inpatient setting, the maintenance of a treatment regimen and sustained behavioral change must take place in the outpatient setting. A recent report evaluated the effectiveness of a systems-based program for stroke prevention designed for the office setting in the United Kingdom. The findings demonstrated that primary care practices that participated in the program training and practice audits assessing their adherence to treatment guidelines for management of atrial fibrillation and TIA were significantly more likely to correctly diagnose atrial fibrillation and adhere to the guidelines for treatment of TIAs.45 In the United States, initiatives to establish regional stroke care systems are underway.46 Major goals of such programs include patient and physician education about stroke risks, signs, and symptoms; advocating healthy lifestyle choices; and developing systems-based, standardized, acute stroke care strategies.46 As part of a stroke care system, the primary care physician will surely play a large role in patient education about stroke risk factors and treatment regimens for their modification.
Challenges and Strategies for Effecting Patient Behavior Change
The care-management role of primary care physicians creates an opportunity to develop individualized strategies for preventing primary and secondary stroke, which should include multiple therapeutic targets and interventions.5, 45 One well-recognized challenge is maintaining treatment adherence and initiating lasting lifestyle changes aimed at stroke prevention. Regular follow-up and patient contact may help initiate and maintain positive changes over time, with physicians then able to identify problems with treatment adherence or flagging commitment to lifestyle modifications. Physicians can actively take steps to address these challenges that go beyond reminders or referring patients for exercise and nutritional counseling. Specifically, physicians can use relatively brief outpatient encounters to implement behavioral strategies, such as motivational interviewing, which has been proven to facilitate client behavioral change (summarized in Table 2).47, 48, 49 The motivational interviewing technique has shown success with weight loss, physical activity, alcohol abuse, smoking cessation, treatment adherence, and management of diabetes and asthma. With this approach, the physician-patient relationship is recast as a partnership rather than the typical expert-recipient dynamic in which physicians mainly give medications and advice. This change in dynamic allows patients to examine and resolve ambivalence about making behavioral changes. The physician's role is to listen and persuade rather than instruct and lecture. This patient-physician partnership, which is unique to primary care physicians, best facilitates implementation of a comprehensive poststroke treatment program.
Table 2. Traditional versus motivational interviewing approaches toward eliciting patient behavior change
| Traditional | Motivational |
|---|---|
| Physician/patient relationship: | |
| Partnership | |
| Physician communication: | |
| Elicit patient's ambivalence about change (indulgence vs. restraint) | |
| Clarify patient's underlying values and goals | |
| Discuss patient motivation to change | |
| Physician style: | |
| Quiet, eliciting | |
| Open to listening | |
| Respectful | |
| Patient perspective: | |
| Feel able to discuss behavior more openly; resolve ambivalence | |
| Develop belief in ability to change own behavior | |
| Empowered to devise and carry out a change strategy |
Summary
The risk of stroke is high in the general population, and strokes place a heavy financial and personal burden on patients and their caregivers. The incidence of stroke in the United States is expected to increase over the next several decades as the population ages, making primary and secondary stroke prevention more critical. Primary care physicians can effect important improvements in the management of patients with strokes by implementing comprehensive treatment plans that address multiple risk factors and maximize the likelihood of effective patient lifestyle change.
Author Disclosures
The authors who contributed to this article have disclosed the following industry relationships:
Elizabeth A. Bower, MD, MPH, reports no relationships to disclose with any manufacturer of a product or device discussed in this article.
Donald E. Girard, MD, reports no relationships to disclose with any manufacturer of a product or device discussed in this article.
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Statement of author disclosure: Please see the Author Disclosures section at the end of this article.
PII: S0002-9343(09)00138-7
doi:10.1016/j.amjmed.2009.02.004
© 2009 Elsevier Inc. All rights reserved.
Volume 122, Issue 4, Supplement 2 , Pages S1-S6, April 2009

